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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, South East, Channel Islands, more...
EUROPE UK, Luxembourg, France, Ireland, more...
USA New York City, Jersey City, San Francisco, Stamford, more...
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91-120 of 506 Jobs Company Location Date
Junior Compliance Officer
McCabe & Barton
Salary: Depends on experience
UK-London 29 Aug
This London-based Equities Exchange is looking for a junior Compliance Officer to work closely with their business team.
BROKERAGE COMPLIANCE OFFICER
McGregor Boyall
Salary: £75K
UK-London 29 Aug
A Compliance Officer with brokerage expertise is currently being sought by this global name. The remit of this role includes...
INSURANCE COMPLIANCE
McGregor Boyall
Salary: £Competitive
UK-London 27 Aug
A top name in Consultancy in line with ambitious and expansive growth plans are currently recruiting for Regulatory professio...
Trainee - Compliance Department
Société Générale - UK
Salary: Excellent + Benefits
UK-London 26 Aug
Working in the Compliance Department of Societe Generale, London, providing support in both administrative and compliance-rel...
Asst Compliance Officer - FICC
Société Générale - UK
Salary: Not Disclosed
UK-London 26 Aug
Assistant Compliance Officer with responsibility for assisting in the provision of day-to-day compliance advice and support t...
Assistant Compliance Officer
PSD Group
Salary: £65 plus bonus and benefi...
UK-London 26 Aug
Our client is a leading global Investment management firm with an extensive track record in providing alternative investment...
Equities Compliance Officer
PSD Group
Salary: 80,000
UK-London 26 Aug
My client is a leading global Investment banking organisation and are in search of an experienced Compliance professional to...
Associates, Senior Associates and Managers, Internal Audit, Risks and Compliance Services
KPMG
Salary: Competitive
Singapore 25 Aug
Your role in Internal Audit, Risks and Compliance Services involves assisting our clients to develop a sound and effective as...
Risk & Compliance Manager, Online Savings
Barclay Simpson
Salary: To.£80,000+Bens+Bonus
UK-London 22 Aug
Our client is one of the UK’s leading non-standard financial services groups, conservatively managed with robust underwriting...
Compliance Process Consultant (Fixed Term Contract)
Barclay Simpson
Salary: Circa £60,000 per annum (...
UK-London 22 Aug
My client, a specialist insurer and market leader in its field, seeks a Compliance Consultant for a 12 month fixed term contr...
Capital Manager
Genworth Financial Inc
Salary: Competitive salary + bonu...
UK-London 21 Aug
The primary contact for capital enquiries and to support the CFO you will lead, monitor and develop efficient management of r...
Disclosure of Interest & Take Over Panel Reporting
McGregor Boyall
Salary: £ According to Cand...
UK-London 19 Aug
Global investment banking player is currently looking for a compliance analyst to join its Disclosures team. A confident w...
COMPLIANCE MONITORING - EXCHANGE TRADING
McGregor Boyall
Salary: £ACCORDING TO CANDI...
UK-London 18 Aug
A superb opportunity currently exists to join the compliance function of one of the world's leading trading platforms. W...
Legal Counsel/Corporate Finance Executive
Pure Recruitment
Salary: Bonuses + Benefits
UK-London 18 Aug
Corporate Finance Quasi Legal/Business Role

They are currently looking to appoint a lawyer from a leading city fi...
Legal Counsel, Fund Management
Pure Recruitment
Salary: 50% bonus + benefits
UK-South East 18 Aug
Legal Counsel- Fund Management, Southampton

They are looking to strengthen the legal team with the appointment of...
Sole Legal Counsel, Technology focussed Venture Capital Firm
Pure Recruitment
Salary: Bonus + Benefits
UK-London 18 Aug
Sole Legal Counsel, Venture Capital Group 2yrs+

They are looking to appoint a lawyer to support their investment a...
Head of Central Compliance
GRS Group
Salary: £75k Pro Rata plus benefi...
UK-London 15 Aug
A leading Global Investment Bank requires a Compliance specialist to Head up the Central Compliance unit for a minimum of 6 m...
Commodities Trading/Compliance - International Travel
McGregor Boyall
Salary: £According to Candi...
UK-London 14 Aug
A fantastic opportunity has arisen to join the compliance function of this global trading entity. Joining an independent u...
AML Compliance Officer
AP Executive
Salary: £40001-80000
UK-Channel Islands 06 Aug
One of the largest financial institutes has an opening for a senior compliance manager. The post-holder will be responsible f...
Data Analyst
Morgan Levy
Salary: £200-250/day
UK-London 04 Aug
Data Analyst - Back office/Client Record data/Swift BIC codes - Tier One Investment Bank
deputy compliance officer - asset management
Jonathan Wren 4
Salary: mkt rate
UK-London 25 Jul
Deputy Compliance Officer – Asset Management £mkt rate This is an excellent opportunity to join a dynamic and...
Regulatory Oversight for Equities and Capital Markets
Michael Page (Compliance)
Salary: A great package is availa...
UK-London 23 Jul
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm...
Compliance Officer Fixed Income & Equities
Badenoch & Clark
Salary: Excellent - £80-115000
UK-London 10 Jul
Compliance Officer Fixed Income & Equities sought by Investment Bank.
Compliance Reporting Officer
Badenoch & Clark
Salary: Strong - £60-70K
UK-London 10 Jul
Compliance Reporting Officer sought by Investment Bank.
Fixed Income Compliance Advisory team Deputy
M&G Investments
Salary: Competitive
UK-London 03 Jul
M&G are looking to recruit an individual to join their Fixed Income Advisory team. Providing advice and Compliance represent...
Compliance Manager
Not Disclosed
Salary: £65,000 - £75,000
UK-London 26 Jun
A leading private equity fund focusing on private mid-market UK and European businesses, with the objective of delivering lon...
336827
Badenoch & Clark
Salary: 60000-90000
UK-London 02 May
Our client, a financial advisor wrap service is seeking a Head of Compliance.
Director Of Operational Compliance
Badenoch & Clark
Salary: Strong
UK-London 02 May
One of the leading trade unions seeks an experience compliance professional to become a Director of Operational Compliance.
Control Room Officer
Joslin Rowe Compliance
Salary: Excellent
UK-London 05 Sep
My client, one of the world’s most eminent and highly respected investment banks requires a compliance associate to join its...
Risk and Compliance Software -- Financial Markets
Madison Black
Salary: £competitive
UK-London 03 Sep
My client is a shining light in the effevessent Governence Risk and Compliance arena with a unique front to back offering for...
Jobs: Compliance / Legal (91-120 of 506 Jobs)
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